Investor Education and Protection

INVESTOR EDUCATION AND PROTECTION

Pursuant to FINRA Conduct Rule 2280 (Investor Education and Protection), Capital Management Securities, Inc. is required to provide you with the following information:

1.  The toll-free FINRA Regulation and Disclosure Program Hotline number is 800-289-9999.

2.  FINRA Regulation Website address is www.finra.org.

3.  An investor brochure that includes information describing the Public Disclosure Program can be obtained by calling the toll-free number or visiting the web site.