Our Qualifications

Capital Management Securities, Inc. (CMS) is a fully disclosed introducing broker dealer.  We are a member of FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investor Protection Corporation).  As a broker dealer we are able to implement our clients purchase and sale of investment products such as stocks, bonds, mutual funds, reits, option exercises, etc. 

Capital Management Securities clears through Hilltop Securities, Inc. in Dallas, TX.  Our clearing firm efficiently executes trades, produces customer confirmations and statements, and other related services.

Capital Management Associates, Inc. (CMA) is an SEC (Securities and Exchange Commission) Registered Investment Adviser.  This enables advisors affliated with CMA to do planning for clients (see "Our Services").

Capital Management Securities, Inc. is currently licensed in the following states:  AL, AR, AZ, CA, CO ,GA, FL, IA, IL, IN, KY, ME, MD, MA, MI, MN, MS, MT, NE, NC, ND, NH, NJ, NM, NV, NY, OH, PA, SD, TN, TX, VA, WA, WI, and WY.

FINRA Broker Check - check the background of this firm at http://brokercheck.finra.org

FINRA Broker Check - check the background of the investment professionals of our firm at http://brokercheck.finra.org